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FINRA Board To Consider Proposals for Crowdfunding Portal Rules on July 11th

The Financial Industry Regulatory Authority Board of Governors will consider a proposal on July 11, 2013 to solicit comment via Regulatory Notice on proposed rules and related forms governing funding portals pursuant to Title III of the JOBS Act. After the July 11 meeting, FINRA will notify firms via email about the Board’s actions on these items and anticipated next steps, if any. Proposal Below: Rulemaking Items for Discussion at the July 2013 Meeting The FINRA Board of Governors will consider the following rulemaking items at its July 2013 meeting. After the July 11 meeting, FINRA will notify firms via …read more